EmployeeTrack℠ helps you reduce the risk of employee compliance issues. Consider these benefits:
Our EmployeeTrack program is designed for Compliance Officers who want to streamline the monitoring of their employee accounts. Employees are provided with the same technology and ultra low commission benefits that all Interactive Broker customers receive, while minimizing the cost of broker account administration. Compliance Officers can appoint one or more compliance employees to administer their employee accounts anytime after the application is complete.
We recommend that a senior member of your firm's compliance group complete this account application. After your account application has been approved, you will be able to link your firm's employees who have IB accounts, and invite those employees who do not have IB accounts to complete Individual Account Applications. Note that the compliance officer name and contact information indicated in your application will be provided to your employees for any follow-up questions.
Access multiple individual, joint, trust and IRA employeefor the purpose of monitoring their trading activity.
EmployeeTrack℠ provides a simple, cost-effective solution for organizations such as exchanges, hedge funds, mutual funds, brokers, banks, insurance companies, law firms, accounting firms and consulting firms who are required to monitor their employees' trading activity.
Note: Once you sign up for EmployeeTrack℠, you will no longer receive employee statements by email.
Accounts are accepted from citizens or residents of all countries except citizens or residents of those countries that are prohibited by the US Office of Foreign Assets Control. Click here for a list of available countries.
IB provides a customized handout for your employees with information about IB's broker services. This customized handout will be created upon registration. Click the button below for a generic sample of this document.
For information on SIPC coverage on your account, visit www.sipc.org or call SIPC at 1 (202) 371-8300.