EmployeeTrack

The EmployeeTrack home page uses a summary dashboard that allows compliance officers to monitor and manage personal brokerage account activity for employees with Interactive Brokers accounts.

The home page includes:

• Account ID: Internal or external accounts
• Broker: Interactive Brokers or an external broker
• Relationship: Employee or Family Member
• Account Status: Open, Closed, Abandoned or Funded Pending
• Account Type: If internal, the account can be of type Individual, Joint, or Organization.
• Link Status: Activated, Pending or Rejected
• Date Added
• Date Opened
• Date Closed