If you are an institution, click below to learn more about our offerings for RIAs, Hedge Funds, Compliance Officers and more.

Forms and Disclosures

Regulatory Notices and Risk Disclosures

Please review the following disclosures carefully, as they contain important information regarding your Interactive Brokers account.

Additional Terms & Conditions for Use of Android Pay to Supplement Your Interactive Brokers Debit Mastercard Cardholder Agreement

Additional Terms & Conditions for Use of Apple Pay to Supplement Your Interactive Brokers Debit Mastercard Cardholder Agreement

Additional Terms & Conditions for Use of Samsung Pay to Supplement Your Interactive Brokers Debit Mastercard Cardholder Agreement

After-Hours Trading Risk Disclosure

Arbitration Agreement (Futures)

Canadian Client Complaint Resolution Process

Canadian Client Consent of Electronic Delivery

Canadian Client Relationship Disclosure Information

Canadian Introducing Broker Client Relationship Disclosure Info

Canadian Investment Funds Custodian Disclosure

Canadian Notice of CRA Rules, Carrying on a Business in a TFSA

Canadian Pro FA Client Relationship Disclosure Information

Canadian Risk Disclosure, Uncovered Put Options in RRSP or TFSA

Canadian Statement on AML, Anti-Terrorist Financing, Sanctions

Canadian Conflicts of Interest Statement

Canadian Investor Protection Fund (CIPF) Brochure

Canadian Shareholders Communication Instruction Form

Certification Regarding Correspondent Accounts for Foreign Banks

CFTC Risk Disclosure Statement - Appendix A to Rule 1.55

CFTC Risk Disclosure Statement - Rule 1.55(b)

CFTC Rule 15.05 Notice to Non-U.S. Traders

China Connect Consent Agreement

Customer Consent to Receive Mutual Fund Information Electronically

Day Trading Risk Disclosure Statement

Disclosure Concerning Auto Trading Service Providers

Disclosure of Risks of Margin Trading

Disclosure of Risks of Trading Cryptocurrency Futures And Options

Disclosure Regarding IB's Business Continuity Plan

Disclosure Regarding IB's Procedures for Allocating Canadian Equity Option Exercise Notices

Disclosure Regarding IB's Procedures for Allocating Equity Option Exercise Notices

Disclosure Regarding Interactive Brokers Pre-Borrow Program

Disclosure Regarding Trading of Certificates of Deposit

Disclosure Regarding Use of the Impact Dashboard and Impact App

Discretionary Trading Authorization for clients of Independent Financial Advisors under a 3-Tier Structure

Discretionary Trading Authorization for clients of Independent Financial Advisors

Electronic Commerce Directive Notice for Dutch Clients

EMIR Notice

EMIR Overview

Euronext LIFFE Risk Disclosure

FINRA Investor Protection Information Resources

FINRA Rule 4340 - Callable Securities

FINRA/NFA Standardized Risk Disclosure Statement for Security Futures Contracts

French Risk Disclosures

Futures on Virtual Currencies Including Bitcoin

Hong Kong IB-HK Acknowledgements (for residents of Hong Kong)

Hong Kong Risk Disclosure

Hong Kong Bond Risk Disclosure Statement

How IIROC Protects Investors Brochure

Stock Stop Order Disclosure

IIROC Risk Disclosure Statement

Important Characteristics and Risks of Participating in Interactive Brokers Canada Fully-Paid Securities Lending Programs

Important Characteristics and Risks of Participating in Interactive Brokers LLC's Fully-Paid Securities Lending Program

Important Characteristics and Risks of Participating in Interactive Brokers Hong Kong Limited Fully-Paid Securities Lending Program

Interactive Brokers APAC Order Routing Disclosure

Interactive Brokers Group Cyber Security Notice

Interactive Brokers Group Privacy Policy

Interactive Brokers Group - Australia Best Execution Policy

Interactive Brokers Australia Pty Ltd Disclosure of Risks of Margin Trading

Interactive Brokers Australia Pty Ltd Contracts for Difference Product Disclosure Statement

Interactive Brokers Australia Pty Ltd Exchange Traded Options Product Disclosure Statement

Interactive Brokers Australia Pty Ltd Financial Services Guide

Interactive Brokers Australia Pty Ltd Futures and Futures Options Product Disclosure Statement

Interactive Brokers Australia Pty Ltd Internal Dispute Resolution Process

Interactive Brokers Australia Pty Ltd Margin Lending Facility Product Disclosure Statement

Interactive Brokers Australia Pty Ltd Privacy Policy

Interactive Brokers Australia Pty Ltd Spot Foreign Exchange Product Disclosure Statement

Interactive Brokers Canada Inc. BCP Disclosure

Interactive Brokers Disclosure Regarding Automatic Currency Conversion Feature of Impact App Accounts

Interactive Brokers Hong Kong Limited Client Money Standing Authority

Interactive Brokers Hong Kong Limited Client Securities Standing Authority

Interactive Brokers Hong Kong Ltd.Disclosure of Risks of Algorithmic Trading

Interactive Brokers Hong Kong Limited Disclosure of Risks Of Margin Trading

Interactive Brokers LLC Firm Specific Disclosure Document pursuant to CFTC Rule 1.55(k) and NFA Rule 2-36(n)

Interactive Brokers LLC General Disclosure on Mutual Funds

Interactive Brokers Negative Contract Prices Risk Disclosure

Interactive Brokers Disclosure Regarding the IMPACT Application's and IMPACT Dashboard's Carbon Credit Offset Feature

Interactive Brokers Risk Disclosure for Bond Trading

Interactive Brokers (U.K) Limited - Modern Slavery Statement

Interactive Brokers (U.K.) Limited Professional Client Notification – Per Se Professional

Interactive Brokers (U.K.) Limited Professional Client Notification – Elective professional

Interactive Brokers (U.K.) Limited Order Execution Policy

Interactive Brokers (U.K.) Limited Pillar 3 Disclosures

Interactive Brokers (U.K.) Limited Remuneration Policy

Interactive Brokers (U.K) Limited Summary of the Conflicts of Interest Policy

ISE Disclosure for Option Orders Over 500 Contracts

Japanese Risk Disclosure

Making a Complaint - A Guide for Investors Brochure (Part 1 of 2)

How Can I Get My Money Back-A Guide for Investors Brochure (Part 2 of 2)

Municipal Risk Disclosure

Notice of Clearing Arrangement for IB Canada Customers

Notice of Execution and Clearing Agreement and Description of Contractual Relationship Between Interactive Brokers (U.K.) Limited and IBKR LLC

Notice Regarding NFA's BASIC System

Notice Regarding Pre-Arranged Trading On U.S. Futures Exchanges

Notice Regarding USA PATRIOT Act Section 311

Notice to Australian Clients from Interactive Brokers LLC of Persons Holding Financial Products

OCC Risk Disclosure

Canadian Order Handling Disclosure

Opening Your Retail Account brochure

Order Routing and Payment for Order Flow

Penny Stock Trading Risk Disclosure

People's Republic of China Resident PIPL Acknowledgement

Portfolio Margin Disclosure

Pricing Disclosure under the European Market Infrastructure Regulation ("EMIR")

Professional Client Notification for Direct Carried-Clients of Interactive Brokers (U.K.) Limited

Quebec Day Trading Risk Disclosure

Recertification Regarding Corresponding Accounts for Foreign Banks

Retail Client Notification for Direct Carried-Clients of Interactive Brokers (U.K.) Limited

Risk Disclosure and Supplemental Agreement for Security Futures Trading at Interactive Brokers

Risk Disclosure Regarding Leverage and Inverse Funds and Volatility-Linked Products

Risk Disclosure Statement For Forex and Multi-Currency Accounts

Risk Disclosure Statement for Trading CFDs and Foreign Currencies with Interactive Brokers (U.K.) for Professional Clients

Risk Disclosure Statement for Trading CFDs and Foreign Currencies with Interactive Brokers (U.K.) for Retail Clients

Risk Disclosure Regarding Leverage and Inverse Funds and Volatility-Linked Products

Risk Disclosure Statement for Trading OTC Metal Futures with Interactive Brokers (U.K.) Limited ("IB UK")

Risk Disclosure Statement for Trading OTC Precious Metals with Interactive Brokers (U.K.) Limited ("IB UK")

Risk Disclosure To Singapore-Based Customers Regarding Futures Contracts Or Leveraged Foreign Exchange Contracts Cleared At CME

Risks of Trading Equity Options and Terms and Conditions for Trading Equity Options

Shortened (T+1) Settlement for Stock Purchases

Singapore Risk Disclosure

Spousal Consent Form

Strip Bond Disclosure (English)

Swiss Bankers Association Special Risks in Securities Trading

Trustee Certification

Unclaimed property notice for British Columbia Residents

Understand the Risks of Virtual Currency Trading

UK Tax Strategy

* IBKR is required to amend the Customer Agreement by adding and deleting certain provisions required by one or more of the Securities and Futures Commission ("SFC"), Hong Kong Exchanges and Clearing Limited ("HKEx"), Hong Kong Futures Exchange ("HKFE"), The Stock Exchange of Hong Kong Limited ("SEHK") or their respective clearing houses, and these amendments appear in the Hong Kong Regulations Agreement (the "HK Additional Provisions").

The risk of loss in online trading of stocks, options, futures, currencies, foreign equities, and fixed income can be substantial. Options are not suitable for all investors. For more information read the "Characteristics and Risks of Standardized Options". For a copy click here.

Your capital is at risk and your losses may exceed the value of your original investment.

Interactive Brokers (U.K.) Limited is authorised and regulated by the Financial Conduct Authority. FCA Reference Number 208159.

Interactive Brokers LLC is regulated by the US SEC and CFTC and is a member of the SIPC (www.sipc.org) compensation scheme;
products are only covered by the UK FSCS in limited circumstances.

Before trading, customers must read the relevant risk disclosure statements on our Warnings and Disclaimers page.

For a list of IBG memberships worldwide, click here.